Best Investors Account Sign in
Inactive

Samir Bhagwandas Shah

Mbs Mantra, LLC

Stamford, CT

Claim This Profile
Current Employers
Mbs Mantra, Llc

Stamford, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-11-13
  • CT RA
    APPROVED
    Since 2014-11-13

Branch Locations

Stamford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbs Mantra, Llc Stamford CT 10/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-04
S63 Uniform Securities Agent State Law Examination 1992-01-30
  • S65 Uniform Investment Adviser Law Examination
    2014-09-04
  • S63 Uniform Securities Agent State Law Examination
    1992-01-30
Other Names
  • Samir B Shah

View on SEC IAPD

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor