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181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-09-17 |
| AZ | RA | APPROVED | 2023-03-29 |
| IL | RA | APPROVED | 2017-11-17 |
| TX | RA | APPROVED | 2017-11-17 |
Branch Locations
181 West Madison 3Rd Floor, Chicago, IL 60602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geneva Investment Management Of Chicago, Llc | Chicago | IL | 08/2010 | 10/2017 |
| Gnv Advisors, Llc | Chicago | IL | 06/2012 | 10/2017 |
| Atlantic Trust Investment Advisers Inc | Dallas | TX | 10/2017 | 10/2017 |
| Cibc Private Wealth Advisors, Inc | Dallas | TX | 11/2017 | Present |
1) Cougar Pressure Control LLC -it is investment related $200K -Miscellaneous pumping in oil field services -Independent director -starting date 3/1/2015 -no time is directed towards this business -no time during business hours -minority investor in business 2) Kodiak Rental Services -New Caney Texas -investment related $250K -flowback and cyclonic traps -Independent Director -6/1/2019 -I work 5 hours per quarter. No hours during business hours. 3) Pressure Pumping Partners LLC -The company sells, buys, and refurbs oil field service equipment -The business is investment related, $400K -Independent Director -5/1/2018 -5 hours per quarter devoted to the business -no time devoted during business hours 4) Lightning Energy Services -The company is located in Weston, WV -The business is investment related, $400K -Member of Board of Directors -6/1/2013 -5 hours per quarter are devoted to the business -no hours during business hours -Financial oversite 5) Consolidated Well Site Services -It is investment related, $100K -Haslet, Texas -Snubbing services in oil field -Board member -10/1/22 -5 hours per month -no hours during business hours 6) Eagleridge Energy -It is investment related, $350K -Dallas, Texas -Independent Director -12/1/2013 -5 hours per month dedicated to the business -no hours during business hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-01 |
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