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Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-09-17
AZ RA APPROVED 2023-03-29
IL RA APPROVED 2017-11-17
TX RA APPROVED 2017-11-17
  • LA RA
    APPROVED
    Since 2024-09-17
  • AZ RA
    APPROVED
    Since 2023-03-29
  • IL RA
    APPROVED
    Since 2017-11-17
  • TX RA
    APPROVED
    Since 2017-11-17

Branch Locations

181 West Madison 3Rd Floor, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneva Investment Management Of Chicago, Llc Chicago IL 08/2010 10/2017
Gnv Advisors, Llc Chicago IL 06/2012 10/2017
Atlantic Trust Investment Advisers Inc Dallas TX 10/2017 10/2017
Cibc Private Wealth Advisors, Inc Dallas TX 11/2017 Present
  • 08/2010 → 10/2017
    Geneva Investment Management Of Chicago, Llc
    Chicago, IL
  • 06/2012 → 10/2017
    Gnv Advisors, Llc
    Chicago, IL
  • 10/2017 → 10/2017
    Atlantic Trust Investment Advisers Inc
    Dallas, TX
  • 11/2017 → Present
    Dallas, TX
Previous Registrations
  • 2014-05-17 → 2017-09-01
    Geneva Advisors, Llc
    Chicago, IL
Other Businesses

1) Cougar Pressure Control LLC -it is investment related $200K -Miscellaneous pumping in oil field services -Independent director -starting date 3/1/2015 -no time is directed towards this business -no time during business hours -minority investor in business 2) Kodiak Rental Services -New Caney Texas -investment related $250K -flowback and cyclonic traps -Independent Director -6/1/2019 -I work 5 hours per quarter. No hours during business hours. 3) Pressure Pumping Partners LLC -The company sells, buys, and refurbs oil field service equipment -The business is investment related, $400K -Independent Director -5/1/2018 -5 hours per quarter devoted to the business -no time devoted during business hours 4) Lightning Energy Services -The company is located in Weston, WV -The business is investment related, $400K -Member of Board of Directors -6/1/2013 -5 hours per quarter are devoted to the business -no hours during business hours -Financial oversite 5) Consolidated Well Site Services -It is investment related, $100K -Haslet, Texas -Snubbing services in oil field -Board member -10/1/22 -5 hours per month -no hours during business hours 6) Eagleridge Energy -It is investment related, $350K -Dallas, Texas -Independent Director -12/1/2013 -5 hours per month dedicated to the business -no hours during business hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-16
S63 Uniform Securities Agent State Law Examination 1988-02-01
  • S65 Uniform Investment Adviser Law Examination
    2014-05-16
  • S63 Uniform Securities Agent State Law Examination
    1988-02-01
Other Names
  • Edwin J Hagerty

View on SEC IAPD

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