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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-01
CO RA APPROVED 2016-06-20
  • PA RA
    APPROVED
    Since 2024-03-01
  • CO RA
    APPROVED
    Since 2016-06-20

Branch Locations

Beaver Falls, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Golden CO 09/2009 Present
Western Wealth Management, Llc Golden CO 06/2016 Present
Previous Registrations
  • 2010-08-17 → 2016-07-05
    Lone Tree, CO
    Golden, CO
  • 2006-09-26 → 2009-09-08
    Mutual Service Corporation
    Bailey, CO
    Greenwood Village, CO
    Bailey, CO
    Boston, MA
  • 2004-09-02 → 2006-08-09
    Ameriprise Advisor Services, Inc.
    Littleton, CO
    Lone Tree, CO
    Littleton, CO
  • 2002-08-30 → 2004-04-22
    Denver, CO
Other Businesses

1. 8/23/2016: Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/05/2016 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Western Wealth Management, an independent investment advisor firm. I started this business activity in August 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 06/12/2024 - Milestone Investment Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/29/2024 - 12 Hours Per Month/ 8 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-09
S63 Uniform Securities Agent State Law Examination 1993-03-12
S65 Uniform Investment Adviser Law Examination 1993-03-12
  • S66 Uniform Combined State Law Examination
    2002-08-09
  • S63 Uniform Securities Agent State Law Examination
    1993-03-12
  • S65 Uniform Investment Adviser Law Examination
    1993-03-12

View on SEC IAPD

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