Stephen Joseph Peiffer

Current Employers

Sp Wealth Planning

Churchville, PA • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-08-15
PA	RA	APPROVED	2022-12-02

NJ RA
APPROVED

Since 2023-08-15
PA RA
APPROVED

Since 2022-12-02

Branch Locations

Churchville, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Philadelphia	PA	09/2014	02/2022
Caregiver	Churchville	PA	02/2022	10/2022
Sp Wealth Planning, Llc	Churchville	PA	10/2022	Present

09/2014 → 02/2022

Voya Financial Advisors

Philadelphia, PA
02/2022 → 10/2022

Caregiver

Churchville, PA
10/2022 → Present

Sp Wealth Planning, Llc

Churchville, PA

Previous Registrations

2013-07-25 → 2022-03-03

Voya Financial Advisors, Inc.

Fairfax, VA

Churchville, PA

Fairfax, VA
2011-03-04 → 2013-07-25

Voya Financial Partners, Llc

Lisle, IL

Windsor, CT

Philadelphia, PA

Jacksonville, FL
2011-01-03 → 2011-03-04

Voya Financial Advisors, Inc.

Philadelphia, PA

Jacksonville, FL
2008-05-14 → 2011-01-03

Voya Financial Partners, Llc

Philadelphia, PA

Jacksonville, FL

Fairfax, VA

Conshohocken, PA

Philadelphia, PA

Other Businesses

Stephen Peiffer is currently a licensed insurance agent, however, he no longer sells any insurance products, and is not affiliated with any insurance companies.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-05-13
S63	Uniform Securities Agent State Law Examination	2000-04-01

S65 Uniform Investment Adviser Law Examination

2008-05-13
S63 Uniform Securities Agent State Law Examination

2000-04-01

View on SEC IAPD