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James Albert Hyland

Ubs Financial Services Inc.

Naples, FL

Miamisburg, OH

Dublin , OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-13
TX RA APPROVED_RES 2019-01-09
OH RA APPROVED 2007-02-20
  • FL RA
    APPROVED
    Since 2023-02-13
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • OH RA
    APPROVED
    Since 2007-02-20

Branch Locations

Naples, FL • United States

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Dublin , OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Miamisburg OH 02/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-03
S63 Uniform Securities Agent State Law Examination 1987-10-19
  • S65 Uniform Investment Adviser Law Examination
    1992-09-03
  • S63 Uniform Securities Agent State Law Examination
    1987-10-19
Other Names
  • Jim Hyland

View on SEC IAPD

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