William Holmes Stewart

Current Employers

Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-11-03

MA RA
APPROVED

Since 2023-11-03

Branch Locations

Salem, MA • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

111 State Street 3Rd Floor, Boston, MA 02109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Arthur W. Wood Company, Inc.	Boston	MA	09/2009	10/2023
Arthur Wood Investment Advisors Corp	Boston	MA	03/2020	10/2023
Capitol Securities Management	Boston	MA	10/2023	Present

09/2009 → 10/2023

Arthur W. Wood Company, Inc.

Boston, MA
03/2020 → 10/2023

Arthur Wood Investment Advisors Corp

Boston, MA
10/2023 → Present

Capitol Securities Management

Boston, MA

Previous Registrations

2020-12-09 → 2023-10-31

Arthur Wood Investment Advisors Corp

Boston, MA
2007-09-26 → 2009-10-08

Janney Montgomery Scott Llc

Boston, MA

Boston, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-05
S65	Uniform Investment Adviser Law Examination	2007-09-20
S63	Uniform Securities Agent State Law Examination	1987-09-29

S66 Uniform Combined State Law Examination

2019-06-05
S65 Uniform Investment Adviser Law Examination

2007-09-20
S63 Uniform Securities Agent State Law Examination

1987-09-29

Other Names

Bill Stewart

View on SEC IAPD