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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-28 |
| CA | RA | APPROVED | 2023-05-15 |
Branch Locations
1569 Sloat Boulevard Suite 312, San Francisco, CA 94132 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbs Source Etrading, Inc. | Mercer Island | WA | 02/2016 | 11/2017 |
| Morgan Stanley | San Rafael | CA | 05/2018 | 03/2020 |
| Marin Bocce Federation | San Rafael | CA | 01/2018 | 12/2019 |
| Bank Of America, N.A. | Mill Valley | CA | 05/2020 | 05/2023 |
| Edward Jones | St Louis | MO | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-31 |
| S65 | Uniform Investment Adviser Law Examination | 1992-10-07 |
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