Steven Michael Wylam

Current Employers

Employment History

• 05/1991 → Present
  Capital Analysts, Incorporated
  Indianapolis, IN
• 06/2012 → Present
  Lincoln Investment
  Indianapolis, IN
• 11/2017 → Present
  Shepherd Financial Investment Advisory Llc
  Carmel, IN

Previous Registrations

• 2001-01-03 → 2012-06-01
  Cincinnati Analysts, Inc.
  Indianapolis, IN
  Indianapolis, IN
  Cincinnati, OH
  Indianapolis, IN

Other Businesses

SHEPHERD FINANCIAL INVESTMENT ADVISORY, LLC POSITION: Chief Compliance Officer, Investment Advisor Representative NATURE: Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2017 ADDRESS: 111 Congressional Boulevard, Suite 100, Carmel IN 46032, United States DESCRIPTION: Lead the compliance program within the firm, aligning policies and Code of Ethics with ongoing procedures to monitor and mitigate risk.Act as Investment Adviser Representative to retirement plan clients and individual wealth management clients. SHEPHERD FINANCIAL HOLDINGS, LLC POSITION: Member / Owner NATURE: Holding company for Shepherd Financial, LLC and Shepherd Financial Investment Advisory, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/09/2017 ADDRESS: 111 Congressional Boulevard, Suite 100, Carmel IN 46032, United States DESCRIPTION: Involved in the day-to-day operations and decision-making processes for Shepherd Financial and Shepherd Financial Investment Advisory SHEPHERD FINANCIAL, LLC POSITION: Founding Partner, Chief Operating Officer NATURE: Retirement Plan Consulting and Individual Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2015 ADDRESS: 111 Congressional Boulevard, Suite 100, Carmel IN 46032, United States DESCRIPTION: Responsible for day-to-day operations, accounting, new business development, and client service to retirement plan and individual wealth management clients. CATHEDRAL HIGH SCHOOL FOUNDATION INC. POSITION: Director NATURE: Foundation for High School INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2021 ADDRESS: 5225 East 56th Street, Indianapolis IN 46226, United States DESCRIPTION: Provide guidance with other Directors on oversight of endowment assets. CATHEDRAL TRUSTEES, INC. POSITION: Board of Directors NATURE: Private Catholic High School INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/11/2024 ADDRESS: 5225 East 56th Street, Indianapolis IN 46226, United States DESCRIPTION: Board of Directors has administrative control and management of the property, affairs and funds of Cathedral High School.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-06-03

Other Names

• Steve Wylam