Jerome Richard Slusiewicz

Current Employers

Pacific Financial Planners, Llc

30131 Town Center Drive Suite 105, Laguna Niguel, CA 92677 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-07-22

CA RA
APPROVED

Since 2025-07-22

Branch Locations

Laguna Niguel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pacific Financial Planners, Llc	Laguna Niguel	CA	06/2004	Present
Western International Securities, Inc.	Pasadena	CA	12/2006	12/2019

06/2004 → Present

Pacific Financial Planners, Llc

Laguna Niguel, CA
12/2006 → 12/2019

Western International Securities, Inc.

Pasadena, CA

Previous Registrations

2007-07-30 → 2007-08-15

Western International Securities, Inc.

Laguna Hills, CA

Laguna Niguel, CA

Newport Beach, CA

Pasadena, CA

Newport, CA

Pasadena, CA

Pasadena, CA
2001-09-10 → 2004-06-25

Wells Fargo Clearing Services, Llc

Newport Beach, CA

Other Businesses

1) Pacific Financial Planners, LLC; Investment-Related; 30131 Town Center Dr., Ste. 105, Laguna Niguel, CA 92677; RIA; Portfolio Management, 2) Financial Education Workshops & Seminars; 06/2004 - Present 3) Accident & Health, Life, and Insurance; Investment-Related; Agent; 08/1989 - Present

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-03-26
S63	Uniform Securities Agent State Law Examination	1987-10-12

S65 Uniform Investment Adviser Law Examination

1992-03-26
S63 Uniform Securities Agent State Law Examination

1987-10-12

Other Names

Jerry Slusiewicz
Jerome R. Slusiewicz
Jerome Slusiewicz

View on SEC IAPD