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Phoenix, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-03 |
| TN | RA | APPROVED | 2025-04-30 |
| CA | RA | APPROVED | 2025-04-04 |
| WI | RA | APPROVED | 2025-04-04 |
Branch Locations
95 White Bridge Pike Suite 310, Nashville, TN 37205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paul Winkler, Inc. | Goodlettsville | TN | 03/2016 | 03/2025 |
| Sawasky Law Llc | Racine | WI | 03/1997 | Present |
| Paul Winkler, Inc. | Goodlettsville | TN | 05/2016 | 09/2022 |
| Unique Investment Advisors, Llc | Phoenix | AZ | 04/2025 | Present |
| Quo Vadis Solutions Llc | Appleton | WI | 11/2024 | Present |
(1) Quo Vadis Solutions LLC; Appleton, WI; Inv Rel; Business Consultant/Ins Agent; Start 11/2024; Insurance sales and services; 54 hrs/mo; 54 hrs during sec trading. (2) Sawasky Law LLC; Racine, WI; Not investment related; Owner and Attorney of firm; Established this firm in 03/1997; Law practice; Spend approx. 1-2 hours devoted a month during trading hours or evenings/weekends.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-23 |
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