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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2004-04-08 |
| TX | RA | APPROVED_RES | 1997-10-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Macon | GA | 08/1987 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Macon | GA | 08/1987 | Present |
| Bank Of America, Na | Macon | GA | 11/2009 | Present |
I*82057 For profit or not for profit: For-Profit Organization Name of outside business organization: Sky Vista, LLC Investment related: N Address of business: Macon, Georgia 31210 Nature of business: LLC, Position, title, association: Participant, Start date of relationship: 5/22/2015 Number of hours devoted: 250 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I bought an airplane and the LLC owns the plane. I am the owner and the pilot. The LLC is for liability protection.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-12 |
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