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Harold Rucker Vincent

Attainment Asset Management LLC

Clayton, GA

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Current Employers
Attainment Asset Management Llc

Clayton, GA • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-10-25
GA RA APPROVED 2021-10-22
  • VA RA
    APPROVED
    Since 2021-10-25
  • GA RA
    APPROVED
    Since 2021-10-22

Branch Locations

Clayton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Ashland VA 03/2014 04/2017
Oppenheimer & Co. Inc. Richmond VA 04/2017 02/2021
Ameritas Investment Company, Llc Lincoln NE 03/2021 10/2021
Ameritas Advisory Services Lincoln NE 03/2021 10/2021
Attainment Asset Management Llc Clayton GA 10/2021 Present
  • 03/2014 → 04/2017
    Bb&T Investment Services, Inc.
    Ashland, VA
  • 04/2017 → 02/2021
    Oppenheimer & Co. Inc.
    Richmond, VA
  • 03/2021 → 10/2021
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 03/2021 → 10/2021
    Ameritas Advisory Services
    Lincoln, NE
  • 10/2021 → Present
    Attainment Asset Management Llc
    Clayton, GA
Previous Registrations
  • 2021-03-31 → 2021-11-08
    Ameritas Investment Company, Llc
    Clayton, GA
    Freeport, NY
    Clayton, GA
  • 2017-04-20 → 2021-02-26
    Oppenheimer & Co. Inc.
    Richmond, VA
  • 2014-03-27 → 2017-04-19
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Ashland, VA
    Ashland, VA
    Mechanicsville, VA
    Mechanicsville, VA
    Virginia Beach, VA
    Richmond, VA
    Mechanicsville, VA
    Richmond, VA
    Ashland, VA
  • 2014-02-03 → 2014-03-14
    Pnc Wealth Management Llc
    Durham, NC
    Raleigh, NC
    Durham, NC
    Durham, NC
  • 2012-04-16 → 2014-02-03
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Ashland, VA
    Ashland, VA
    Mechanicsville, VA
  • 2007-09-11 → 2012-04-17
    Woodbury Financial Services, Inc.
    Taylorsville, NC
    Raleigh, NC
    Hickory, NC
  • 2006-03-13 → 2007-09-19
    A. G. Edwards & Sons, Inc.
    Hickory, NC
Other Businesses

LICENSED INSURANCE AGENT; 40 KAYAK LANE, CLAYTON, GA 30525; INVESTMENT RELATED; START DATE=03/2021; HRS/MO=5; TRADING HRS/MO=5; INSURANCE SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-10
S63 Uniform Securities Agent State Law Examination 2003-02-24
  • S66 Uniform Combined State Law Examination
    2006-03-10
  • S63 Uniform Securities Agent State Law Examination
    2003-02-24
Other Names
  • Hal Rucker Vincent
  • Hal Vincent

View on SEC IAPD

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