James Howard Tucker

Current Employers

Employment History

• 02/2013 → 06/2026
  Commonwealth Financial Network
  Waltham, MA
• 05/2010 → Present
  Squirrel Head Properties, Llc
  Durham, NC
• 04/2013 → Present
  Squirrel Head Properties 18, Llc
  Durham, NC
• 09/2024 → Present
  Squirrel Head Properties 36, Llc
  Durham, NC
• 06/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2013 → Present
  Tucker Bria Wealth Strategies, Llc
  Durham, NC

Previous Registrations

• 2013-02-15 → 2026-06-03
  Commonwealth Financial Network
  Southern Pines, NC
  Durham, NC
  Waltham, MA
  Southern Pines, NC
• 2009-06-01 → 2013-03-05
  Morgan Stanley
  Durham, NC
• 2006-10-09 → 2009-06-01
  Citigroup Global Markets Inc.
  Durham, NC
• 2003-05-14 → 2006-10-16
  Ubs Financial Services Inc.
  Chapel Hill, NC
  Durham, NC

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2003 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS fixed insurance products 2. NAME OF OTHER BUSINESS: Tucker Bria Wealth Strategies INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: financial services START DATE: 02/2013 POSITION/TITLE/RELATIONSHIP: Member APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: provide financial services 3. NAME OF OTHER BUSINESS: Squirrel Head Properties, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS residential LOCATION NATURE OF BUSINESS: Property Management START DATE: 05/2010 POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER/MANAGER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: lease and manage 2 single family residential real estate house 4. NAME OF OTHER BUSINESS: Squirrel Head Properties 18, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS residential LOCATION NATURE OF BUSINESS: Property Management START DATE: 04/2013 POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER/MANAGER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: leasing and management of 2 single family residential rental properties 5. NAME OF OTHER BUSINESS: Squirrel Head Properties 36, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS residential LOCATION NATURE OF BUSINESS: Property Management START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER/MANAGER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: oversee leasing and management of 1 single family residential house. 6. NAME OF OTHER BUSINESS: James Tucker INVESTMENT RELATED: NO ADDRESS: SAME AS residential LOCATION NATURE OF BUSINESS: book writing START DATE: 09/2024 POSITION/TITLE/RELATIONSHIP: author APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: author

Exams

• S66 Uniform Combined State Law Examination
  2003-05-13
• S63 Uniform Securities Agent State Law Examination
  1988-02-09

Designations