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Jay Day

Janney Montgomery Scott LLC

Montvale, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-15
NJ RA APPROVED 2023-09-14
  • TX RA
    APPROVED_RES
    Since 2023-09-15
  • NJ RA
    APPROVED
    Since 2023-09-14

Branch Locations

200 Market Street Suite 203, Montvale, NJ 07645 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Paramus NE 01/2009 09/2023
Janney Montgomery Scott Llc Montvale NJ 09/2023 Present
  • 01/2009 → 09/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Paramus, NE
  • 09/2023 → Present
    Janney Montgomery Scott Llc
    Montvale, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-02
S63 Uniform Securities Agent State Law Examination 1987-12-02
  • S65 Uniform Investment Adviser Law Examination
    1998-11-02
  • S63 Uniform Securities Agent State Law Examination
    1987-12-02
Other Names
  • Jay Day
  • Jay Martin Day
  • Jay Day Jr
  • Jay Day
  • Jay Day Jr.

View on SEC IAPD

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