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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-22 |
| MN | RA | APPROVED | 2022-03-16 |
| TX | RA | APPROVED | 2022-03-16 |
Branch Locations
9800 Shelard Parkway, Suite 220, Plymouth, MN 55441 • United States
Fort Myers, FL • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Myers | FL | 09/2009 | Present |
| Investors Financial Group, Llc | Plymouth | MN | 04/2010 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 03/2022 | Present |
1. 8/30/2012: NON-VARIABLE INSURANCE - LIFE INSURANCE PRODUCTS - TIME SPENT 5% - PLYMOUTH, MN 2. 04/07/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 03/18/2022 - 160 Hours Per Month/ 160 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 04/12/2022 - Private Advisor Group - DBA: Investors Financial Group - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 03/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-25 |
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