Kenneth Joseph Gimbel

Current Employers

Stratos Wealth Advisors Llc

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2022-09-26
TX	RA	APPROVED_RES	2022-09-21

ME RA
APPROVED

Since 2022-09-26
TX RA
APPROVED_RES

Since 2022-09-21

Branch Locations

Kennebunkport, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Geneva Investment Management Of Chicago, Llc	Chicago	IL	10/2010	08/2017
At Investment Advisers Inc.	Chicago	IL	08/2017	09/2022
Cibc Private Wealth Advisors, Inc.	Chicago	IL	09/2017	09/2022
Stratos Wealth Advisors, Llc	Kennebunkport	ME	09/2022	Present

10/2010 → 08/2017

Geneva Investment Management Of Chicago, Llc

Chicago, IL
08/2017 → 09/2022

At Investment Advisers Inc.

Chicago, IL
09/2017 → 09/2022

Cibc Private Wealth Advisors, Inc.

Chicago, IL
09/2022 → Present

Stratos Wealth Advisors, Llc

Kennebunkport, ME

Previous Registrations

2017-09-06 → 2023-01-03

Cibc Private Wealth Advisors, Inc.

Chicago, IL
2011-01-17 → 2017-09-01

Geneva Advisors, Llc

Chicago, IL

Other Businesses

1) Cabot Cove Condo Association. Not investment related. Kennebunkport, ME. Hotel. President. 9/15/2005. 5 hours per month/none during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-01-14
S63	Uniform Securities Agent State Law Examination	1987-12-01

S65 Uniform Investment Adviser Law Examination

2011-01-14
S63 Uniform Securities Agent State Law Examination

1987-12-01

View on SEC IAPD