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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-10-31 |
| NC | RA | APPROVED | 2025-05-19 |
Branch Locations
514 Parkhill Court 100 Fl 1, Hendersonville, NC 28739 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Hendersonville | NC | 02/2013 | 05/2025 |
| Wells Fargo Advisors Financial Network, Llc | Hendersonville | NC | 05/2025 | Present |
4G Real Estate LLC; Inv Related; Hendersonville, NC; Real Estate; 100% Ownership; start date 02/01/2013; 2 hours per month; 0 hours during trading hours| Grice Financial, LLC; Inv Related; Hendersonville, NC; Wealth Management; 50% ownership; Start date 05/19/2025; 2 hours per month; 0 hours during trading hours | POWER OF ATTORNEY; INV RELATED; EDGEFIELD, SC; POA; 08/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; DURABLE POA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-08 |
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