Kathleen Anne Adams-brosterman

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-11
CA	RA	APPROVED	1999-05-06

TX RA
APPROVED_RES

Since 2022-07-11
CA RA
APPROVED

Since 1999-05-06

Branch Locations

200 N Pacific Coast Hwy Suite 1825, El Segundo, CA 90245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	El Segundo	CA	05/1989	Present
Mml Investors Services, Llc	El Segundo	CA	05/1989	Present

05/1989 → Present

Massmutual Life Insurance Co

El Segundo, CA
05/1989 → Present

Mml Investors Services, Llc

El Segundo, CA

Other Businesses

NAME: KATHLEEN ANNE ADAMS-BROSTERMAN INV REL: Y ADD: 200 N PACIFIC COAST HWY, SUITE 1825, EL SEGUNDO, CA 90245 NATURE: HEALTH, LTC POSITION: SALES, AGENT START DATE: 1/1987 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-03-30

S66 Uniform Combined State Law Examination

1999-03-30

Other Names

Kathleen Adams
Kathleen Anne Adamsbrosterman
Kathleen Anne Adamsbrosterman

View on SEC IAPD