John Anthony Kelty

Current Employers

Mack Investment Securities, Inc.

211 Waukegan Road Ste 300, Northfield, IL 60093 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-12-19
CA	RA	APPROVED	2023-08-29
FL	RA	APPROVED	2023-05-23
TX	RA	APPROVED	2023-04-20
MI	RA	APPROVED	2022-12-14
IL	RA	APPROVED	1998-07-20

CO RA
APPROVED

Since 2023-12-19
CA RA
APPROVED

Since 2023-08-29
FL RA
APPROVED

Since 2023-05-23
TX RA
APPROVED

Since 2023-04-20
MI RA
APPROVED

Since 2022-12-14
IL RA
APPROVED

Since 1998-07-20

Branch Locations

211 Waukegan Rd., Suite 300, Northfield, IL 60093 • UNITED STATES

211 Waukegan Rd., Suite 300, Northfield, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mack Investment Securities, Inc.	Glenview	IL	05/1989	Present

05/1989 → Present

Mack Investment Securities, Inc.

Glenview, IL

Previous Registrations

1998-02-26 → 2003-12-31

Heritage Capital Management Inc

Glenview, IL

Other Businesses

LIFE AND HEALTH INSURANCE SALES OUTSIDE ADVISOR - KELTY LAWN CARE- KELTY PAVERS, INC. (BROTHER'S COMPANY) NON-INVESTMENT RELATED. LAWN CARE, PAVING, AND SNOW REMOVAL. 0 HOURS DURING TRADING HOURS. NO COMPENSATION MADE. HOURS PER MONTH 0 ONLY ON A NEED BE BASIS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-08-11

S63 Uniform Securities Agent State Law Examination

1989-08-11

Designations

View on SEC IAPD