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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Normal | IL | 01/2006 | 01/2024 |
| Osaic Wealth, Inc. | Normal | IL | 01/2024 | Present |
1) SOROPTIMIST INTERNATIONAL OF BLOOMINGTON-NORMAL; NONINV RELATED; PO BOX 414 BLOOMINGTON,IL 61702; PROFESSIONAL WOMEN'S SERVICE CLUB; MEMBER CHAIR; 07/01/2011; 4HR/MON; 0HR/MON; BILLING/COLLECTION,MANAGE CHECKBOOK 2) FLEMING FINANCIAL SOLUTIONS; NON INV REL; 1416 GODFREY NORMAL, IL; FIXED LIFE AND FIXED ANNUITY; AGENT/BROKER; 1/12/2006; 5HR/MO; 5HR/MO; SELL LIFE AND FIXED ANNUITY. 3) SOROPTIMIST INTERNATIONAL POSITION: none NATURE: Volunteer service organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1988 ADDRESS: PO Box 414, Bloomington IL 61702-0414, United States DESCRIPTION: Volunteer service working with women and girls in our community 4) FAMILY COMMUNITY RESOURCE CENTER POSITION: Board President NATURE: Non Profit 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 509 West Washington St, Bloomington IL 61701, United States DESCRIPTION: Run noon board meeting once every other month and work on one fundraising activity per year and assist with an annual girls program Friday evening through Sunday, called Thats What Teens Say. Its an education program helping teen girls write a story and be ready for a performance on Sunday
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-13 |
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