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Karen M Fleming

Osaic Wealth, Inc.

Normal, IL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

Normal, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Normal IL 01/2006 01/2024
Osaic Wealth, Inc. Normal IL 01/2024 Present
  • 01/2006 → 01/2024
    Woodbury Financial Services
    Normal, IL
  • 01/2024 → Present
    Normal, IL
Previous Registrations
  • 2006-04-18 → 2024-01-19
    Woodbury Financial Services, Inc.
    Normal, IL
    Normal, IL
  • 2000-04-13 → 2006-02-07
    Normal, IL
Other Businesses

1) SOROPTIMIST INTERNATIONAL OF BLOOMINGTON-NORMAL; NONINV RELATED; PO BOX 414 BLOOMINGTON,IL 61702; PROFESSIONAL WOMEN'S SERVICE CLUB; MEMBER CHAIR; 07/01/2011; 4HR/MON; 0HR/MON; BILLING/COLLECTION,MANAGE CHECKBOOK 2) FLEMING FINANCIAL SOLUTIONS; NON INV REL; 1416 GODFREY NORMAL, IL; FIXED LIFE AND FIXED ANNUITY; AGENT/BROKER; 1/12/2006; 5HR/MO; 5HR/MO; SELL LIFE AND FIXED ANNUITY. 3) SOROPTIMIST INTERNATIONAL POSITION: none NATURE: Volunteer service organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1988 ADDRESS: PO Box 414, Bloomington IL 61702-0414, United States DESCRIPTION: Volunteer service working with women and girls in our community 4) FAMILY COMMUNITY RESOURCE CENTER POSITION: Board President NATURE: Non Profit 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 509 West Washington St, Bloomington IL 61701, United States DESCRIPTION: Run noon board meeting once every other month and work on one fundraising activity per year and assist with an annual girls program Friday evening through Sunday, called Thats What Teens Say. Its an education program helping teen girls write a story and be ready for a performance on Sunday

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1991-12-13
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1991-12-13
Other Names
  • Karen M Johnston
  • Karen M Fleming
  • Karen M Fleming

View on SEC IAPD

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