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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| NJ | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Westlake Village | CA | 06/2008 | 08/2017 |
| Victor Delucie, Actor | West Hollywood | CA | 01/2005 | 06/2025 |
| Victor Delucie, Broadcaster | West Hollywood | CA | 01/2010 | 06/2025 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 06/2025 |
| Lpl Financial Llc | Northridge | CA | 06/2025 | Present |
1- 06/2025 - Red Arrow Delivery Services - Outside/W-2 Employment - Consultant - Not Investment Related - Nashville, TN - Start Date 07/15/2024 - 10 hours per month/ 0 hours during trading 2- 06/2025 - DeLucie Capital - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2025 - 160 hours per month/ 140 hours during trading 3- 06/2025 -Artist/ Musician - Not Investment Related - Home Based- Start Date 03/01/2025 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-14 |
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