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Scott Fried

Morgan Stanley

Charleston, SC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-14
SC RA APPROVED 2022-10-05
  • TX RA
    APPROVED_RES
    Since 2022-10-14
  • SC RA
    APPROVED
    Since 2022-10-05

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cowen And Company, Llc. New York NY 09/2000 06/2018
Btig Llc New York NY 07/2018 05/2019
Jp Morgan Securities, Llc Englishtown NJ 09/2019 08/2022
Jp Morgan Chase Bank, N.A. Englishtown NJ 09/2019 08/2022
Unemployed Morganville NJ 06/2019 08/2019
Morgan Stanley Smith Barney Llc Charlestown SC 09/2022 Present
  • 09/2000 → 06/2018
    Cowen And Company, Llc.
    New York, NY
  • 07/2018 → 05/2019
    Btig Llc
    New York, NY
  • 09/2019 → 08/2022
    Jp Morgan Securities, Llc
    Englishtown, NJ
  • 09/2019 → 08/2022
    Jp Morgan Chase Bank, N.A.
    Englishtown, NJ
  • 06/2019 → 08/2019
    Unemployed
    Morganville, NJ
  • 09/2022 → Present
    Morgan Stanley Smith Barney Llc
    Charlestown, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-26
S63 Uniform Securities Agent State Law Examination 1994-05-19
  • S66 Uniform Combined State Law Examination
    2019-10-26
  • S63 Uniform Securities Agent State Law Examination
    1994-05-19
Other Names
  • Scott Brian Fried

View on SEC IAPD

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