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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities, L.P. | Orange | CA | 05/2002 | 05/2024 |
| Lpl Financial Llc | Laguna Niguel | CA | 05/2024 | Present |
(1) 05/01/2024 - TSE Financial Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2002 (2) 05/01/2024 - Fixed Insurance Sales - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/01/2002 - 15 Hours Per Month/ 3 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-08-25 |
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