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Anthony Stephen Erenyi

LPl Financial LLC

Laguna Niguel, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-01
  • CA RA
    APPROVED
    Since 2024-05-01

Branch Locations

Laguna Niguel, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securities, L.P. Orange CA 05/2002 05/2024
Lpl Financial Llc Laguna Niguel CA 05/2024 Present
  • 05/2002 → 05/2024
    Crown Capital Securities, L.P.
    Orange, CA
  • 05/2024 → Present
    Laguna Niguel, CA
Previous Registrations
  • 2002-05-30 → 2024-05-01
    Crown Capital Securities, L.P.
    Laguna Niguel, CA
    Laguna Niguel, CA
    Orange, CA
Other Businesses

(1) 05/01/2024 - TSE Financial Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2002 (2) 05/01/2024 - Fixed Insurance Sales - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/01/2002 - 15 Hours Per Month/ 3 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-25
  • S63 Uniform Securities Agent State Law Examination
    1988-08-25
Designations
Other Names
  • Tony Erenyi
  • Tony Stephen Erenyi
  • Anthony Erenyi
  • Tony S Erenyi

View on SEC IAPD

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