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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-10-01 |
Branch Locations
Fort Worth, TX • United States
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Tampa | FL | 10/2008 | Present |
No. 1) Name of Business: Southwest Chapter Umpires (Taso). Non-Investment related. Address: 5655 Philadelphia Ct., Watauga, TX 76148. Nature of Business: Chapter provides softball umpires for high schools, private schools, and occasionally select of youth leagues in Texas. Position/Title/Relationship: Secretary. Start Date: 07/01/2019. Hours per month: 15. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Administrative duties for the chapter. No. 2) Name of Business: Texas Association of Sports Official. Non-Investment related. Address: PO Box 1685, Ft. Worth, TX 76101. Nature of Business: Football Official for junior and high school. Position/Title/Relationship: Football Official. Hours per week: 8-12. Duties/Responsibilities: Football Official for junior and high school.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-04 |
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