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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-10-01
  • TX RA
    APPROVED
    Since 2008-10-01

Branch Locations

Fort Worth, TX • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Tampa FL 10/2008 Present
Other Businesses

No. 1) Name of Business: Southwest Chapter Umpires (Taso). Non-Investment related. Address: 5655 Philadelphia Ct., Watauga, TX 76148. Nature of Business: Chapter provides softball umpires for high schools, private schools, and occasionally select of youth leagues in Texas. Position/Title/Relationship: Secretary. Start Date: 07/01/2019. Hours per month: 15. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Administrative duties for the chapter. No. 2) Name of Business: Texas Association of Sports Official. Non-Investment related. Address: PO Box 1685, Ft. Worth, TX 76101. Nature of Business: Football Official for junior and high school. Position/Title/Relationship: Football Official. Hours per week: 8-12. Duties/Responsibilities: Football Official for junior and high school.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-09
S63 Uniform Securities Agent State Law Examination 1995-12-04
  • S65 Uniform Investment Adviser Law Examination
    1999-08-09
  • S63 Uniform Securities Agent State Law Examination
    1995-12-04

View on SEC IAPD

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