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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-02-25
  • OH RA
    APPROVED
    Since 2022-02-25

Branch Locations

Mentor, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Memphis TN 10/2010 Present
B. Riley Wealth Advisors Memphis TN 07/2022 Present
  • 10/2010 → Present
    B. Riley Wealth Management
    Memphis, TN
  • 07/2022 → Present
    B. Riley Wealth Advisors
    Memphis, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-15
S63 Uniform Securities Agent State Law Examination 1997-11-03
  • S65 Uniform Investment Adviser Law Examination
    2008-11-15
  • S63 Uniform Securities Agent State Law Examination
    1997-11-03

View on SEC IAPD

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