Best Investors
Account
Sign in
Best Investors
Account
Sign in
1585 Broadway, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-09-30 |
Branch Locations
440 South Lasalle Street 37Th Floor, Chicago, IL 60605 • United States
1585 Broadway, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Chicago | IL | 06/2009 | Present |
| Morgan Stanley Distribution, Inc. | Chicago | IL | 09/2015 | Present |
*444770 - 34 Spray Rock Road LLC; Investment related - Yes; Chicago, Illinois; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0.001; After business hours: 0; Accounting/Bookkeeping, Property Management *564145- Restricted Reserve Fund Investment of the Weekapaug Fire District; Investment related -No; Westerly, Rhode Island; Civic/Community; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 0.10; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-04 |
Reach out to this advisor