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Current Employers
Putnam Investment Management, Llc

100 Federal St, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2007-11-05
  • MA RA
    APPROVED
    Since 2007-11-05

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investment Management Boston MA 04/1995 Present
Franklin Distributions, Llc Hudson WI 07/2024 Present
Putnam Retail Investments Boston MA 04/1995 07/2024
  • 04/1995 → Present
    Putnam Investment Management
    Boston, MA
  • 07/2024 → Present
    Franklin Distributions, Llc
    Hudson, WI
  • 04/1995 → 07/2024
    Putnam Retail Investments
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-14
S63 Uniform Securities Agent State Law Examination 1988-03-07
  • S65 Uniform Investment Adviser Law Examination
    2006-08-14
  • S63 Uniform Securities Agent State Law Examination
    1988-03-07
Other Names
  • Anne M Kinsman

View on SEC IAPD

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