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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APP_PEND_IARCE 2026-01-01
  • TN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

9724 Kingston Pike Ste 1010, Knoxville, TN 37922 • United States

Cleveland, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Knoxville TN 12/2010 03/2020
Ameriprise Financial Services, Llc Knoxville TN 03/2020 Present
Previous Registrations
  • 2009-05-20 → 2010-10-25
    First Horizon Advisors, Inc.
    Knoxville, TN
  • 2009-06-25 → 2010-10-25
    Ftb Advisors, Inc.
    Memphis, TN
  • 2003-04-01 → 2009-04-13
    Knoxville, TN
    Knoxville, TN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-07
  • S63 Uniform Securities Agent State Law Examination
    1995-04-07

View on SEC IAPD

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