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Current Employers
Ipi Wealth Management, Inc.

226 W. Eldorado, Decatur, IL 62522 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-03-26
  • IL RA
    APPROVED
    Since 2019-03-26

Branch Locations

Naperville, IL • United States

226 W. Eldorado, Decatur, IL 62522 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Naperville IL 06/2005 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 03/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 03/2019
Previous Registrations
Other Businesses

1.INDEPENDENT INSURANCE AGENT, NAPERVILLE, IL, 12/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 15/MO - 15/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-07
S63 Uniform Securities Agent State Law Examination 1987-10-16
  • S66 Uniform Combined State Law Examination
    2006-09-07
  • S63 Uniform Securities Agent State Law Examination
    1987-10-16
Other Names
  • Smitty Smith
  • Gregory J Smith
  • Greg Smith

View on SEC IAPD

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