Alan Randy Stone

Current Employers

Employment History

• 07/2015 → 06/2016
  Self Employed
  Aventura, FL
• 06/2016 → 01/2019
  Oppenheimer & Co Inc
  Ft. Lauderdale, FL
• 11/2018 → 08/2025
  Glantz Law
  Plantation, FL
• 12/2020 → 10/2021
  Sa Stone Wealth Management, Inc.
  Aventura, FL
• 12/2020 → 10/2021
  Sa Stone Investment Advisors, Inc.
  Aventura, FL
• 04/2023 → 10/2023
  Pruco Securities Llc
  Boca Raton, FL
• 09/2025 → Present
  Lpl Enterprise Llc
  Miami, FL

Previous Registrations

• 2023-05-01 → 2023-11-21
  Pruco Securities, Llc.
  Boca Raton, FL
• 2020-12-11 → 2021-10-07
  Stonex Advisors Inc.
  Aventura, FL
  Birmingham, AL
• 2016-06-21 → 2019-01-11
  Oppenheimer & Co. Inc.
  Fort Lauderdale, FL
• 2008-07-23 → 2013-04-01
  Wells Fargo Clearing Services, Llc
  Aventura, FL
• 2006-03-08 → 2008-07-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Aventura, FL
  Aventura, FL
  New York, NY
• 2003-06-20 → 2006-03-08
  Advest, Inc.
  Aventura, FL
• 2000-03-10 → 2003-07-08
  Ubs Financial Services Inc.
  Aventura, FL

Other Businesses

1. 09/09/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Aventura, FL - Start Date 09/08/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 09/09/2025 - ALAN RANDY STONE - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Aventura, FL - Start Date 09/08/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. 09/09/2025 - Attorney - Attorney/ Legal Services - Non Inv Related - Aventura, FL - Start Date 09/10/1980 - 0hrs/MTH 0hrs/MTH During Trading

Exams

• S66 Uniform Combined State Law Examination
  2015-04-25
• S63 Uniform Securities Agent State Law Examination
  1987-10-06

Other Names

• Alan Randy Stone
• Alan R Stone