Shawn M Devillier

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-18
MA	RA	APPROVED	2021-04-22

TX RA
APPROVED_RES

Since 2021-10-18
MA RA
APPROVED

Since 2021-04-22

Branch Locations

Feeding Hills, MA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Winslow, Evans & Crocker, Inc	Boston	MA	11/2011	03/2021
National Securties Corporation	Boston	MA	03/2021	07/2022
B. Riley Wealth Management	Boston	MA	07/2022	Present
B. Riley Wealth Advisors	Boston	MA	03/2021	Present

11/2011 → 03/2021

Winslow, Evans & Crocker, Inc

Boston, MA
03/2021 → 07/2022

National Securties Corporation

Boston, MA
07/2022 → Present

B. Riley Wealth Management

Boston, MA
03/2021 → Present

B. Riley Wealth Advisors

Boston, MA

Previous Registrations

2012-08-02 → 2021-04-13

Winslow, Evans & Crocker, Inc.

Boston, MA

Boston, MA
2006-04-26 → 2011-10-18

Raymond James & Associates, Inc.

Springfield, MA
2002-12-18 → 2006-04-26

Morgan Stanley Dw Inc.

Springfield, MA

Other Businesses

B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE; AGENT; START DATE 4/2025; 2 HOURS/ MONTH DEVOTED DURING SECURITIES TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-05-10
S63	Uniform Securities Agent State Law Examination	1987-10-29

S65 Uniform Investment Adviser Law Examination

2012-05-10
S63 Uniform Securities Agent State Law Examination

1987-10-29

Other Names

Shawn M Devillier
Shawn Michael Devillier

View on SEC IAPD