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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-02
  • CA RA
    APPROVED
    Since 2018-11-02

Branch Locations

Folsom, CA • United States

11140 Fair Oaks Blvd. Suite 801, Fair Oaks, CA 95628 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Gold River CA 05/2016 11/2018
Osaic Wealth, Inc. Gold River CA 11/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Gold River, CA
  • 11/2018 → Present
    Gold River, CA
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Gold River, CA
    Nashville, TN
    Gold River, CA
  • 2007-11-14 → 2016-05-13
    Gold River, CA
    Folsom, CA
    Gold River, CA
Other Businesses

1. FIXED INSURANCE/FIXED ANNUITY SALES POSITION: Life Insurance Agent NATURE: Independent agent of an Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 10/20/2007 ADDRESS: 11140 Fair Oaks Blvd Suite 800, Fair Oaks CA 95628, United States DESCRIPTION: Help clients evaluate insurance needs and provide benefit options

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-16
  • S66 Uniform Combined State Law Examination
    2007-10-16

View on SEC IAPD

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