Michael Selig Hokin

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-09-13
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2018-03-15
CT	RA	APPROVED	2017-08-02

FL RA
APPROVED

Since 2021-09-13
NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2018-03-15
CT RA
APPROVED

Since 2017-08-02

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Bridgehampton, NY • United States

Miami Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	New York	NY	02/2010	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	09/2010	Present

02/2010 → Present

Bank Of America, N.A.

New York, NY
09/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*114528For profit or not for profit: For-Profit OrganizationName of outside business organization: Schparnus 2 LLCInvestment related: YAddress of business:New York, New York 10019Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 3/1/2012Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Tis entity was originally created for the potential rental of our vacation house in Bridgehampton. Later, it was slo used when we rented our primary residence in Scarsdale and paid rent to others until our house sold in ScarsdaleI*1158249For profit or not for profit: Entity CharitableName of outside business organization: Pediatric Cancer FoundationInvestment related: NAddress of business: Mamaroneck, New York, 10543Nature of business: ["Charitable Organization"]Position, title, association: ["Committee"], [["Investment committee"]]Start date of relationship: 1/31/2023Number of hours devoted: 6 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , On investment committee to advise PCF Board on investments held at UBS I*4630269 Entity Type: N/A Name of OBA: D J H TTEE M S H TTEE U/A DTD 01/05/2021 Address: New York, New York, 10065 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/28/2026 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties: Spouse I*4623328Entity Type: N/A Name of OBA: D H Rev TrustAddress: new york, New York, 10065Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 05/26/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 1, MonthlyDuties: Spouse

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-01
S63	Uniform Securities Agent State Law Examination	1987-09-03

S66 Uniform Combined State Law Examination

2017-08-01
S63 Uniform Securities Agent State Law Examination

1987-09-03

Other Names

Michael S Hokin

View on SEC IAPD