Kelly Georgette Gromoll

Current Employers

Employment History

• 10/2015 → 04/2017
  Unemployed
  Fountain Hills, AZ
• 04/2017 → 02/2018
  Scottrade
  Surprise, AZ
• 02/2018 → 06/2024
  Td Ameritrade, Inc.
  Westlake, TX
• 02/2018 → 06/2024
  Td Ameritrade Investment Management, Llc
  Westlake, TX
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 07/2022 → Present
  Charles Schwab Bank, Ssb
  Westlake, TX

Previous Registrations

• 2018-02-26 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Mesa, AZ
  Scottsdale, AZ
  Westlake, TX
• 2018-02-27 → 2022-10-14
  Td Ameritrade, Inc.
  Mesa, AZ
  Scottsdale, AZ
  Westlake, TX
  Omaha, NE
  Westlake, TX
• 2017-04-14 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2015-02-04 → 2015-09-22
  Eagle Strategies Llc
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1) Property held in my own name, Kelly Gromoll|Investment Related:No|Washington;DC;20009;USA|Real Estate (Non-Agent/Broker)|Rental Property Owner|2011-03-15|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I own a rental property at 1920 15th St, NW, Washington, DC 20009 2) Terra Nossa, LLC - Rental Property|Investment Related:No|45 Jasper Court ;Sedona;Arizona;86336;USA|Real Estate (Non-Agent/Broker)|Co- Owner (with my son)|2022-05-31|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|My son and I have inherited this property and we moved it to an LLC called Terra Nossa, LLC - which was formed May 26th, 2022 (see documents attached). The property title has been transferred to the LLC to offer liability protection.

Exams

• S66 Uniform Combined State Law Examination
  2014-12-29
• S63 Uniform Securities Agent State Law Examination
  1994-07-07

Other Names

• Kelly G Kremm
• Kelly Montoya
• Kelly Georgette Gromoll