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2422 W. Sunset Drive, Tampa, FL 33629 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Classic Agency | Ponte Vedra | FL | 12/2009 | Present |
| Questar Capital Corporation | Minneapolis | MN | 05/2012 | 12/2018 |
| Securities America, Inc. | Oxford | CT | 12/2018 | 04/2021 |
Heritage Financial Group of CT, llc / DBA Position: Independent Contractor - Nature: Life, Accident/Health, Variable Annuities, Variable Life Insurance Sales - Investment Related: No - Hours: 20 Securities Trading Hours: 10 - Start Date: 03/15/2010 Address: 785 Oxford Rd, Oxford CT 06478, United States Naugatuck Fish and Game Club Inc. Position: Treasurer - Nature: Secretary/Treasurer of Naugatuck Fish and Game Club Inc. - Investment Related: No - Hours: 2 - Securities Trading Hours: 0 Start Date: 01/01/1994 - Address: 785 Oxford Rd, Oxford CT 06478, United States Oxford Housing Authority Position: Board member/Treasurer - Nature: Treasurer of Oxford Housing Authority - Investment Related: No - Hours: 4 - Securities Trading Hours: 0 Start Date: 01/01/2011 - Address: 100 Stakum Circle, Oxford CT 06478, United States Miamogue Yacht Club Position: member of the Board of Governors - Nature: Board of Governors for the Miamogue Yacht Club - Investment Related: No - Hours: 10 - Securities Trading Hours: 2 - Start Date: 01/01/2018 - Address: 144 Seaview Avenue, Bridgeport CT 06607, United States ASSOCIATION OF FINANCIAL EDUCATORS POSITION: Volunteer instructor. provide a survey and, hopefully, generate leads for my financial services business. NATURE: I will volunteer as an instructor to empower people to take control of their financial futures. I will be teaching the fundamentals of saving for retirement and planning the de-accumulation of wealth in retirement. I would explain the impact of using social security efficiently in retirement. I intend to survey the attendees and offer them an opportunity to schedule an individual appointment. Hopefully, I can generate leads from this endeavor. The goal would be to earn Commissions from subsequent appointments. I do NOT get paid by the Association of Financial Educators. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2020 ADDRESS: 700 Lavaca Suite 1400, Austin TX 78701 DESCRIPTION: I will volunteer as an instructor at libraries, community centers, and small businesses to give talks, primarily in regards to social security and general investment strategies. This is informational only, no products nor companies are to be mentioned. Our objective is to help people become financially literate.Additionally, I will provide attendees a survey form to rate my presentations and provide feedback. Attendees will be given the opportunity to request more information and schedule an appointment.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-21 |
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