Best Investors Account Sign in

Stephen Clare Cahoon

Ubs Financial Services Inc.

Belmont, MA

New York, NY

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-07-30
NY RA APPROVED 2024-02-13
TX RA APPROVED_RES 2024-01-11
  • UT RA
    APPROVED
    Since 2024-07-30
  • NY RA
    APPROVED
    Since 2024-02-13
  • TX RA
    APPROVED_RES
    Since 2024-01-11

Branch Locations

Belmont, MA • United States

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Salt Lake City UT 10/1991 02/2018
Ubs Financial Services Inc. Wellesley MA 04/2018 09/2023
Ubs Financial Services Inc New York City NY 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-08
S63 Uniform Securities Agent State Law Examination 1987-09-22
  • S65 Uniform Investment Adviser Law Examination
    2024-02-08
  • S63 Uniform Securities Agent State Law Examination
    1987-09-22
Other Names
  • Steve Cahoon
  • Stephen Clare Cahoon
  • Stephen C Cahoon
  • Stephen Cahoon

View on SEC IAPD

More in Belmont, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor