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Frank Stanley Shimkus

LPl Financial LLC

Bloomington, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
MN RA APPROVED 2017-11-29
  • TX RA
    APPROVED
    Since 2025-01-03
  • MN RA
    APPROVED
    Since 2017-11-29

Branch Locations

9555 James Ave S Suite 200, Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Burns Brother Financial Group Bloomington MN 11/1987 Present
National Planning Corporation Bloomington MN 07/2016 11/2017
Lpl Financial Llc Bloomington MN 11/2017 Present
  • 11/1987 → Present
    Burns Brother Financial Group
    Bloomington, MN
  • 07/2016 → 11/2017
    National Planning Corporation
    Bloomington, MN
  • 11/2017 → Present
    Bloomington, MN
Previous Registrations
  • 2016-07-18 → 2017-12-06
    National Planning Corporation
    Bloomington, MN
    Los Angeles, CA
  • 2012-11-07 → 2016-07-18
    Bloomington, MN
    Bloomington, MN
Other Businesses

1. 11/29/2017 - No Business Names- Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Insurance Agent- Non-variable Insurance(life insurance) - start date 3/16/1987 - 5% time spent per month. 2. 11/29/2017 - SHIMKUS ASSOCIATES - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 1% time spent per month. 3. 11/29/2017 - Frank Shimkus Jr. LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - owner - start date 2017. 4. 1/10/2020 - Frank S. Shimkus, Jr. Wealth Management and Tax Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/30/2019 - 40 Hours Per Month During Securities Trading. 5. 1/20/2021 - Burns Brothers Financial Group, DBA BBFG - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 11/29/2017 - 60 Hours Per Month/40 Hours During Securities Trading. 6. 1/20/2021 - Burns Brothers Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Partner/Owner - Started 11/1/1987 - 60 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-29
S63 Uniform Securities Agent State Law Examination 1987-10-06
  • S65 Uniform Investment Adviser Law Examination
    1997-08-29
  • S63 Uniform Securities Agent State Law Examination
    1987-10-06

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