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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-01-20
  • MI RA
    APPROVED
    Since 2011-01-20

Branch Locations

100 Crahen Ave Ne Suite 200, Grand Rapids, MI 49525 • United States

Ada, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Grand Rapids MI 01/2011 Present
Gt Independece Ada MI 07/2020 Present
  • 01/2011 → Present
    Raymond James And Associates
    Grand Rapids, MI
  • 07/2020 → Present
    Gt Independece
    Ada, MI
Previous Registrations
  • 2007-12-05 → 2011-01-11
    Grand Rapids, MI
  • 2003-09-03 → 2003-11-07
    Keybanc Capital Markets Inc.
    Grand Rapids, MI
Other Businesses

(1)Name of Business: Wedgwood Christian Services Address: 3300 36th St SE, Grand Rapids, MI, 49512, United States Activity Type: Non profit Position/Title: Chair of the Board, Board Member Investment Related: Yes Start Date: 04/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Non-profit board member, duties also include a sub-committee called the Finance Committee. This is a goverance role only for 3 3-year term

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-18
S66 Uniform Combined State Law Examination 1999-05-25
  • S65 Uniform Investment Adviser Law Examination
    2008-01-18
  • S66 Uniform Combined State Law Examination
    1999-05-25

View on SEC IAPD

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