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Catherine Eleanor Ellis

Ameriprise Financial Services, LLC

Danvers, MA

Lynnfield, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-01-16
  • MN RA
    APPROVED
    Since 2018-01-16

Branch Locations

175 Andover St Ste 201, Danvers, MA 01923 • United States

Lynnfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Danvers MA 08/2014 03/2020
Ameriprise Financial Services, Llc Danvers MA 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-16
S65 Uniform Investment Adviser Law Examination 2011-02-19
S63 Uniform Securities Agent State Law Examination 1992-02-03
  • S66 Uniform Combined State Law Examination
    2016-06-16
  • S65 Uniform Investment Adviser Law Examination
    2011-02-19
  • S63 Uniform Securities Agent State Law Examination
    1992-02-03
Other Names
  • Catherine Eleanor Camerlingo
  • Catherine E Camerlingo
  • Catherine Camerlingo
  • Catherine E Camerlingo

View on SEC IAPD

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Other Offices

ONEDIGITAL · Danvers, MA
RBC CAPITAL MARKETS, LLC · DANVERS, MA
JANNEY MONTGOMERY SCOTT LLC · Danvers, MA
ROBERT W. BAIRD & CO. INCORPORATED · Danvers, MA
CETERA INVESTMENT ADVISERS LLC · DANVERS, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Danvers, MA
FORTIS CAPITAL ADVISORS, LLC · Danvers, MA
NVEST FINANCIAL, LLC · DANVERS, MA

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