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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Travelers | Hartford | CT | 05/1987 | Present |
| Fraley Miller & Co Cpas, Pllc | Grayson | KY | 01/2004 | Present |
| Avantax Investment Services, Inc. | Grayson | KY | 08/2007 | 09/2025 |
| Avantax Advisory Services | Grayson | KY | 04/2021 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Grayson | KY | 03/1990 | 09/2025 |
| Cetera Wealth Services, Llc | Grayson | KY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1)5th Leaf LLC~'NIR'~101 Fraley-Miller Plaza, Ste 101~Grayson~KY~41143~Landscaping/Grounds Maintenance~ Vice President~1/1/2005~10hrs~5hrs~provide property maintenance for rental properties 2)DIONYSUS BEVERAGE SALES, LLLP~'NIR'~221 NATIONAL AVE~GRAYSON~KY~41143~General Partner of Limited Partnership~ Partner/General Partner~2/28/2015~10hrs~0hrs~Involved in general management of business only. A store manager is responsible for daily running of store. 3)Fraley Miller Plaza~'NIR'~101 Fraley-Miller Plaza, Ste 101~Grasyon~KY~41143~Rental Property Owner/Management~ Partner/General Partner~7/1/1991~20hrs~3hrs~rental property maintenance 4)Fraley Miller & Co CPAs, PLLC~'NIR'~101 Fraley-Plaza , Ste 101~Grayson~KY~41143~Tax Preparation/Accounting~ Partner/General Partner~1/1/2004~160hrs~25hrs~tax preparation & planning 5)Lodgepole Properties, Inc.~'NIR'~101 Fraley-Miller Plazza~Grayson~KY~41143~Real Estate/Mortgage/Title Services/Appraisal~Other~6/1/1996~20hrs~2hrs~Commercial Rental Properties|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-07 |
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