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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-09-05
  • KY RA
    APPROVED
    Since 2025-09-05

Branch Locations

101 Fraley Miller Plaza, Grayson, KY 41143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Travelers Hartford CT 05/1987 Present
Fraley Miller & Co Cpas, Pllc Grayson KY 01/2004 Present
Avantax Investment Services, Inc. Grayson KY 08/2007 09/2025
Avantax Advisory Services Grayson KY 04/2021 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Grayson KY 03/1990 09/2025
Cetera Wealth Services, Llc Grayson KY 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/1987 → Present
    Travelers
    Hartford, CT
  • 01/2004 → Present
    Fraley Miller & Co Cpas, Pllc
    Grayson, KY
  • 08/2007 → 09/2025
    Avantax Investment Services, Inc.
    Grayson, KY
  • 04/2021 → 09/2025
    Avantax Advisory Services
    Grayson, KY
  • 03/1990 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Grayson, KY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Grayson, KY
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-04-22 → 2025-09-05
    Avantax Advisory Services
    Grayson, KY
  • 2002-07-05 → 2007-05-25
    Advantage Capital Corporation
    Grayson, KY
Other Businesses

1)5th Leaf LLC~'NIR'~101 Fraley-Miller Plaza, Ste 101~Grayson~KY~41143~Landscaping/Grounds Maintenance~ Vice President~1/1/2005~10hrs~5hrs~provide property maintenance for rental properties 2)DIONYSUS BEVERAGE SALES, LLLP~'NIR'~221 NATIONAL AVE~GRAYSON~KY~41143~General Partner of Limited Partnership~ Partner/General Partner~2/28/2015~10hrs~0hrs~Involved in general management of business only. A store manager is responsible for daily running of store. 3)Fraley Miller Plaza~'NIR'~101 Fraley-Miller Plaza, Ste 101~Grasyon~KY~41143~Rental Property Owner/Management~ Partner/General Partner~7/1/1991~20hrs~3hrs~rental property maintenance 4)Fraley Miller & Co CPAs, PLLC~'NIR'~101 Fraley-Plaza , Ste 101~Grayson~KY~41143~Tax Preparation/Accounting~ Partner/General Partner~1/1/2004~160hrs~25hrs~tax preparation & planning 5)Lodgepole Properties, Inc.~'NIR'~101 Fraley-Miller Plazza~Grayson~KY~41143~Real Estate/Mortgage/Title Services/Appraisal~Other~6/1/1996~20hrs~2hrs~Commercial Rental Properties|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-09
S63 Uniform Securities Agent State Law Examination 1987-12-07
  • S65 Uniform Investment Adviser Law Examination
    2021-03-09
  • S63 Uniform Securities Agent State Law Examination
    1987-12-07
Other Names
  • Mickey F Miller
  • Mickey Franklin Miller

View on SEC IAPD

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