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William Coudert Rand

Cloud Peak Advisors

Oyster Bay, NY

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Current Employers
Cloud Peak Advisors

Oyster Bay, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-20
  • NY RA
    APPROVED
    Since 2021-10-20

Branch Locations

Oyster Bay, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Law Office Of William Coudert Rand New York NY 05/2001 Present
  • 05/2001 → Present
    Law Office Of William Coudert Rand
    New York, NY
Other Businesses

Law Office of William Coudert Rand, 501 Fifth Ave., 15th Floor, New York, N.Y. 10017, legal services (not investment related), principal/owner, May 1, 2001, 40 hours per week, devote about 5 hours each day to this business during trading hours. I am a sole proprietor running a legal office providing my legal advice and services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-08
  • S65 Uniform Investment Adviser Law Examination
    2017-05-08

View on SEC IAPD

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