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Oyster Bay, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Law Office Of William Coudert Rand | New York | NY | 05/2001 | Present |
Law Office of William Coudert Rand, 501 Fifth Ave., 15th Floor, New York, N.Y. 10017, legal services (not investment related), principal/owner, May 1, 2001, 40 hours per week, devote about 5 hours each day to this business during trading hours. I am a sole proprietor running a legal office providing my legal advice and services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-08 |
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