Patrick J Tiernan

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-02
NY	RA	APPROVED	2021-04-16

TX RA
APPROVED_RES

Since 2025-05-02
NY RA
APPROVED

Since 2021-04-16

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Fort Salonga, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Melville	NY	05/2009	12/2016
Ameriprise Financial Services, Inc.	Manhatten	NY	12/2016	03/2020
Ameriprise Financial Services, Llc	Melville	NY	03/2020	Present

05/2009 → 12/2016

Wells Fargo Advisors Llc

Melville, NY
12/2016 → 03/2020

Ameriprise Financial Services, Inc.

Manhatten, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Melville, NY

Previous Registrations

2011-12-07 → 2016-12-06

Wells Fargo Clearing Services, Llc

Huntington, NY

Huntington, NY

Melville, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-04-08

S63 Uniform Securities Agent State Law Examination

1988-04-08

Other Names

Patrick J (Jr) Tiernan
Patrick J Tiernan Jr
Patrick J Tiernan
Patrick James Tiernan

View on SEC IAPD