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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-10-14
TX RA APPROVED 2021-10-14
  • MI RA
    APPROVED
    Since 2021-10-14
  • TX RA
    APPROVED
    Since 2021-10-14

Branch Locations

111 S Leroy St Ste 201, Fenton, MI 48430 • United States

10850 E Traverse Hwy Ste 2280 [Office Of Convenience], Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Flint MI 02/2009 10/2021
Wells Fargo Advisors Financial Network, Llc Fenton MI 10/2021 Present
Previous Registrations
  • 2009-02-09 → 2021-11-11
    Troy, MI
    Traverse City, MI
  • 2007-04-02 → 2009-02-10
    Morgan Stanley & Co. Llc
    Flint, MI
  • 2002-12-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Flint, MI
    Flint, MI
Other Businesses

BOARDMAN PLACE CONDO ASSOCIATION, NOT INV RELATED, TRAVERSE CITY, MI, PRESIDENT, START 10/28/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, OVERSIGHT OF OPERATIONS, MAINTENANCE, AND POLICY ENFORCEMENT. HACKNEY JONES WEALTH MANAGEMENT, LLC, INVT RELATED, FENTON, MI, 50% OWNERSHIP, START DATE 7/31/2023, 160 HRS PER MONTH AND DURING TRADING, FINET PRACTICE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-09
S63 Uniform Securities Agent State Law Examination 1987-09-04
  • S65 Uniform Investment Adviser Law Examination
    1999-04-09
  • S63 Uniform Securities Agent State Law Examination
    1987-09-04

View on SEC IAPD

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