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Nathaniel Pangan Bernos

Wells Fargo Clearing Services, LLC

Ann Arbor, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-11-30
TX RA APPROVED 2022-11-30
  • MI RA
    APPROVED
    Since 2022-11-30
  • TX RA
    APPROVED
    Since 2022-11-30

Branch Locations

2723 S State St Ste 320, Ann Arbor, MI 48104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Livonia MI 02/2016 11/2022
Wells Fargo Clearing Services, Llc Ann Arbor MI 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-07
S63 Uniform Securities Agent State Law Examination 1987-08-17
  • S65 Uniform Investment Adviser Law Examination
    2010-10-07
  • S63 Uniform Securities Agent State Law Examination
    1987-08-17
Other Names
  • Nathaniel P Bernos
  • Nathaniel Pangan Bernos
  • Nathaniel Bernos

View on SEC IAPD

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