Ragan Earl Defreese

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2022-02-22
TX	RA	APPROVED_RES	2004-10-08
GA	RA	APPROVED	2003-01-17

MI RA
APPROVED

Since 2022-02-22
TX RA
APPROVED_RES

Since 2004-10-08
GA RA
APPROVED

Since 2003-01-17

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	03/1988	Present

03/1988 → Present

Ubs Financial Services Inc.

Atlanta, GA

Other Businesses

1) Name of Business: Aaron Holland Henderson Trust./ Address: 6595 Scott Valley Road Sandy SpringsGA United States30328./ Investment Related: No./ Nature: Trust for Aaron Henderson./ Role: Overseeing the Trust./ Start Date:3/24/2023./ Time Required: N/A.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-10-06
S63	Uniform Securities Agent State Law Examination	1987-10-22

S65 Uniform Investment Adviser Law Examination

1993-10-06
S63 Uniform Securities Agent State Law Examination

1987-10-22