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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-14 |
| OK | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
Brookhaven, GA • United States
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Atlanta | GA | 06/1987 | 11/2024 |
| Prudential Insurance Company Of America | Atlanta | GA | 06/1987 | Present |
| Lpl Enterprise, Llc | Brookhaven | GA | 11/2024 | Present |
1) 03/13/2025-Property and Casualty-Agent-Inv related-At Brookhaven, GA-Start date 01/01/2002 -0hrs/mth-0hrs/mth during trading 2) 03/17/2025-Prudential-Property and Casualty-Inv Related-At Brookhaven, Ga-Start date 03/13/2000-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-24 |
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