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701 East 22Nd St. Suite 125, Lombard, IL 60148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-09-04 |
Branch Locations
701 East 22Nd St. Suite 125, Lombard, IL 60148 • UNITED STATES
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-02-17 |
Branch Locations
1431 Opus Place Suite 622, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/1995 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/1987 | Present |
| 1St Advantage Financial Advisers, Llc | Lombard | IL | 11/2006 | Present |
| Cornerstone Advisers, Llc | Lombard | IL | 11/2012 | Present |
1) 1ST ADVANTAGE FINANCIAL ADVISERS, LLC, FEE-BASED FINANCIAL PLANNING, PLANNER, 2-5H/WK, PARTNER: PAUL LUEKEN: 2)CORNERSTONE ADVISERS, LLC; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; LOMARD, IL; FINANCIAL ADVISOR; SICE 11/2012; 160 HRS/MONTH DURING SECURITIS TRADING HOURS: 3)CATHOLIC CHARITIES OF CHICAGO, NOT INVESTMENT RELATED, 721 N LA SALLE ST,, CHICAGO, IL, 60654, SOCIAL SERVICES, STARTED 3/1/19, POSITION/TITLE/RELATIONSHIP: BOARD OF ADVISORS, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ACT AS AMBASSADOR AND ADVOCATE FOR THE AGENCY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-16 |
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