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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-10 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
Santa Clarita, CA • United States
21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Woodland Hills | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.SoundKey Electronics, Inc; Non Investment related; Business / Company; Independent Contractor; Dec/2016; During business hours: 0; After business hours: 4; Consulting on Manufacturing, design and Quality control 2.Rustbelt Industries; Investment related: No; Manufacturing; Manufacturing Consultant (proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 0; After business hours: 1; I help Rustbelt to design and Quality check their product. Since I have had extensive experience with the manufacture through Portable Sound Laboratories, I often help communicate issue between the two companies. As a designer with several patents, I have also help to design and develop their products. 3.Innovation Technology International Limited; Investment related -Yes; Product Design; Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2017; During business hours: 0; After business hours: 1 * 433902 - Ragde Family Compound; Investment related Yes; San Carlos City, Phillipines; Rental of Property to DITO Communications for installation of Cell Tower; Inherited Beneficiary (proprietor, partner, officer, director, employee, trustee, agent); April 2021; During business hours: 0; After business hours: 1. *442892 - SCTP/AIM State Shoot; Investment related No; Stevenson Ranch, California; Youth Shooting Sports; state advisor (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0; After business hours: 8; Administrative *94222 - California Junior Claybreakers; Investment related No; canyon country, California; Youth Shooting sports; Board Member, President/authorized Individual/Key Controller (proprietor, partner, officer, director, employee, trustee, agent); 02/2012 ; During business hours: 1; After business hours: 7; Administrative:Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-03 |
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