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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-10
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-07-10
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

Santa Clarita, CA • United States

21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Woodland Hills CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Woodland Hills, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-08-29 → 2009-06-01
    Morgan Stanley & Co. Llc
    Woodland Hills, CA
  • 2003-07-01 → 2008-09-02
    Woodland Hills, CA
    Woodland Hills, CA
  • 1999-12-09 → 2003-07-01
    Prudential Equity Group, Llc
    Burbank, CA
Other Businesses

1.SoundKey Electronics, Inc; Non Investment related; Business / Company; Independent Contractor; Dec/2016; During business hours: 0; After business hours: 4; Consulting on Manufacturing, design and Quality control 2.Rustbelt Industries; Investment related: No; Manufacturing; Manufacturing Consultant (proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 0; After business hours: 1; I help Rustbelt to design and Quality check their product. Since I have had extensive experience with the manufacture through Portable Sound Laboratories, I often help communicate issue between the two companies. As a designer with several patents, I have also help to design and develop their products. 3.Innovation Technology International Limited; Investment related -Yes; Product Design; Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2017; During business hours: 0; After business hours: 1 * 433902 - Ragde Family Compound; Investment related Yes; San Carlos City, Phillipines; Rental of Property to DITO Communications for installation of Cell Tower; Inherited Beneficiary (proprietor, partner, officer, director, employee, trustee, agent); April 2021; During business hours: 0; After business hours: 1. *442892 - SCTP/AIM State Shoot; Investment related No; Stevenson Ranch, California; Youth Shooting Sports; state advisor (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0; After business hours: 8; Administrative *94222 - California Junior Claybreakers; Investment related No; canyon country, California; Youth Shooting sports; Board Member, President/authorized Individual/Key Controller (proprietor, partner, officer, director, employee, trustee, agent); 02/2012 ; During business hours: 1; After business hours: 7; Administrative:Check Signing/Funds Disbursements

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-24
S63 Uniform Securities Agent State Law Examination 1996-12-03
  • S65 Uniform Investment Adviser Law Examination
    1996-12-24
  • S63 Uniform Securities Agent State Law Examination
    1996-12-03
Other Names
  • Jorge Ragde
  • George Villarante Radge

View on SEC IAPD

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