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Mitchell Allen Arnold

LPl Financial LLC

Lake Mary, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2007-08-23
  • FL RA
    APPROVED
    Since 2007-08-23

Branch Locations

135 Middle Street, Ste 1001, Lake Mary, FL 32746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Lake Mary FL 04/2006 Present
Previous Registrations
  • 1999-02-01 → 2006-05-02
    Raymond James Financial Services, Inc.
    Maitland, FL
    Maitland, FL
Other Businesses

1. 04/28/2006 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - FIXED LIFE AND FIXED ANNUITY - 3% TIME SPENT. 2. 5/25/2006 - FINANCIAL SERVICES - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - LONG TERM CARE INSURANCE AND DISABILITY INSURANCE VIA ALLAN HOROWITZ & ASSOCIATES, INC - TIME SPENT 1%. 3. 1/13/2009 - BEACH BROTHERS I & II - REAL ESTATE RENTAL - RAW LAND PURCHASE HAS NOW BEEN DEVELOPED & WILL BE LEASED TO TENANTS - TIME SPENT 5%. 4. 6/13/2011 - FINANCIAL SERVICES OF CENTRAL FLORIDA, INC. - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - REFER CLIENTS TO ADMINISTRATORS ADVISORY GROUP, INC. FOR ASSISTANCE WITH GROUP BENEFITS - TIME SPENT 1%. 5. 08/03/2011 - Financial Services of Central Florida, Inc - Non-Variable Insurance DBA - INV REL - AT REPORTED BUSINESS LOCATION - DBA Name Update - 3% TIME SPENT. 6. 6/2/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 01/01/2007 - 1 Hour Per Month/0 Hours During Securities Trading. 7. 11/30/2021 - Financial Services of Central Florida, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/18/2003 - 10 Hours Per Month/10 Hours During Securities Trading. 8. 02/05/2024 - Financial Services of Central Fl, Inc - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - President & Agent - Started: 7/5/2023 - 5 Hrs/mo; 1 hr During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-10
  • S63 Uniform Securities Agent State Law Examination
    1999-05-10

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