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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, L.P. | San Diego | CA | 08/2001 | 07/2018 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 07/2018 | Present |
| Educators Credit Union | Mt. Pleasant | WI | 07/2018 | Present |
| Lpl Financial Llc | Racine | WI | 05/2022 | Present |
1)05/18/2022 - Educators Investment Services-Investment Related-At Reported Business Location(s)-DBA for LPL Business (entity for LPL business)- Licensed Branch Employee 2)05/18/2022 - No Business Name -Investment Related- At Reported Business Location(s)- Notary- Notary- Start Date - 1999- 4 Hours Per Month/ 4 Hours During Securities Trading 3)05/18/2022 - Educators Credit Union- Investment Related - At Reported Business Location(s)- Financial Institution Duty- Program Assistant- Start Date - 10/1993- 160 Hours Per Month/ 160 Hours During Securities Trading- Time Spent 100% 4)05/18/2022 - Infotech Solutions- Not Investment Related- Home Based - For-Profit Business - Vice President - 0 Hours Per Month/ 0 Hours During Securities Trading- Time Spent 0% 5) 04/10/2023 - No Business Name - Investment Related - Home Based - Real Estate Rental - Start Date 02/01/2023 - 0 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-19 |
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